{"id":1868,"date":"2021-11-17T12:36:37","date_gmt":"2021-11-17T11:36:37","guid":{"rendered":"https:\/\/www.capqon.ch\/?page_id=1868"},"modified":"2025-04-24T20:43:19","modified_gmt":"2025-04-24T18:43:19","slug":"regulatory-information","status":"publish","type":"page","link":"https:\/\/www.capqon.ch\/?page_id=1868&lang=en","title":{"rendered":"FINSA Client information"},"content":{"rendered":"\t\t
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A. Company information<\/h3><\/b>
\nThe financial institution was established in 2019.

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<\/div>Address

\nCompany name: capQon AG
\nStreet: Oberfeldring 7
\nZip code\/city: CH-8905 Arni
\nContact person: Dr. Christian Kurz, Chairman of the Board and CEO
\nWebsite: capqon.ch\n<\/h3>\n\t\t\t\t\t<\/div>\n\t\t\t\t\t\t\t<\/div>\n\t\t<\/div>\n\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t
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Supervisory authority and audit firm<\/strong><\/h3>

The financial institution is licensed as an asset manager by the Swiss Financial Market Supervisory Authority FINMA.<\/p>

The financial institution is regulatory audited and reviewed by the auditing company CAPREV Wirtschaftspr\u00fcfung und -beratung AG. The address of the supervisory body AOOS and CAPREV Wirtschaftspr\u00fcfung und -beratung AG can be found below.<\/p>

Name supervisory body: AOOS – Schweizerische Aktiengesellschaft f\u00fcr Aufsicht
Street: Clausisstrasse 50
Zip code\/city: CH-8006 Zurich
Phone: +41 44 215 98 98
E-Mail: info@aoos.ch
Website: aoos.ch<\/p>

Name audit company: CAPREV Wirtschaftspr\u00fcfung und -beratung AG
Street: Industriestrasse 47
Zip code\/city: CH-6300 Zug
Phone: +41 41 761 92 45
E-Mail: info@caprev.ch
Website: caprev.ch<\/p>

Ombudsman\u2019s Office<\/strong><\/h3>

The financial institution is affiliated with the independent ombudsman office OFD, which is recognized by the Federal Department of Finance. Disputes concerning legal claims between the customer and the financial services provider should be settled by an ombudsman’s office, if possible, within the framework of a mediation procedure. The address of OFD is stated below.<\/p>

Name ombudsman\u2019s office: Verein Ombudsstelle Finanzdienstleister (OFD)
Street: Bleicherweg 10
Zip code\/city: CH-8002 Zurich
Phone: +41 44 562 05 25
E-Mail: ombudsmann@ofdl.ch
Website: ofdl.ch<\/p>

B. Information on the offered financial services<\/strong><\/h3>

The financial institution provides asset management services and investment advisory services to its clients.<\/p>

The financial institution does not guarantee any yield nor performance of investment activities. The investment activity can therefore lead to an appreciation in value and to a depreciation in value.<\/p>

The financial institution has the necessary licenses to perform the above services.<\/p>

C. Client segmentation<\/strong><\/h3>

Financial service providers are required to classify their customers into a client segmentation as legally established. The Financial Services Act provides for \u00abretail customers\u00bb, \u00abprofessional customers\u00bb and \u00abinstitutional customers\u00bb segments. For each customer, a customer classification is determined within the framework of the cooperation with the financial institution. Subject to certain conditions, the customer may change the customer classification by opting in or opting out.<\/p>

D. Information on risks and costs<\/strong><\/h3>

General risks associated with financial instruments transactions
<\/strong>The investment advisory and asset management services involve financial risks. The financial institution shall provide all clients with the \u00abRisks associated with Financial Instruments Transactions\u00bb brochure prior to the execution of the contract. This brochure can also be found at www.swissbanking.org.<\/p>

Risks associated with the offered services<\/strong>
For a description of the various risks that may arise from the investment strategy for clients\u2019 assets, please refer to the relevant Investment advisory or asset management agreements.<\/p>

Information on costs<\/strong>
A fee is charged for the services rendered, which is usually calculated on the assets under management and\/or on a performance basis. For more detailed information, please refer to the relevant Investment advisory or asset management agreements.<\/p>

E. Information about relationships with third parties<\/strong><\/h3>

The financial institution refrains from accepting payments from third parties when providing investment advisory and asset management services.<\/p>

F. Information on the market offer considered<\/strong><\/h3>

The financial institution has an open architecture and does not have its own investment products.<\/p><\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"

A. Company information The financial institution was established in 2019. Address Company name: capQon AG Street: Oberfeldring 7 Zip code\/city: CH-8905 Arni Contact person: Dr. Christian Kurz, Chairman of the Board and CEO Website: capqon.ch Supervisory authority and audit firm The financial institution is licensed as an asset manager by the Swiss Financial Market Supervisory […]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-1868","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/www.capqon.ch\/index.php?rest_route=\/wp\/v2\/pages\/1868","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.capqon.ch\/index.php?rest_route=\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/www.capqon.ch\/index.php?rest_route=\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/www.capqon.ch\/index.php?rest_route=\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/www.capqon.ch\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=1868"}],"version-history":[{"count":48,"href":"https:\/\/www.capqon.ch\/index.php?rest_route=\/wp\/v2\/pages\/1868\/revisions"}],"predecessor-version":[{"id":2199,"href":"https:\/\/www.capqon.ch\/index.php?rest_route=\/wp\/v2\/pages\/1868\/revisions\/2199"}],"wp:attachment":[{"href":"https:\/\/www.capqon.ch\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=1868"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}